Hi, I’m Erick Michael Conklin
Guiding You to Smarter Investments
and a More Secure Financial Future.
Guiding You to Smarter Investments
and a More Secure Financial Future.
Registered with Vanguard Marketing Corporation (CRD# 7452) since 09/17/1997. Passed Series 7, 63, 24, 66, and SIE exams.
Licensed in all 50 states plus DC, Puerto Rico, USVI, Guam, American Samoa, and Northern Mariana Islands. No disclosures on record.
View the detailed report linked above for full history, registrations, and compliance record.
Smart Strategies, Secure Futures – Expert Financial Services Tailored for You!
Tailored strategies to grow your wealth while managing risk effectively.
Secure your future with strategic income & risk management.
Expert insights & recommendations for savvy investors.
Holistic approach to grow, preserve & transfer your wealth.
Licensed in all U.S. states & territories; member of FINRA.
Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Puerto Rico
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
American Samoa
Guam
Northern Mariana Islands
U.S. Virgin Islands
Primary registration with Vanguard Marketing Corporation, Malvern, PA (09/1997–Present)
09/1997 – Present
Vanguard Marketing Corp.
Malvern, PA
07/1995 – 05/1997
Nori, Hennion, Walsh, Inc.
Parsippany, NJ
Got questions? Your answers are below.
A financial advisor helps you create strategies for eliminating financial risk and building wealth over the long term. This includes investment management, retirement planning, estate planning, and more, tailored to your specific financial goals.
Typically, we review plans on a quarterly or semi-annual basis. However, the frequency can be adjusted based on your individual needs, market conditions, or significant life events.
My fee structure is transparent and typically based on a percentage of assets under management. For specific services, a fixed fee may apply. We will discuss all fees upfront before any commitment.
Yes, I can review your existing portfolio, assess its alignment with your financial goals, and recommend adjustments or manage it on your behalf to optimize performance and manage risk.
Fill out the form below to schedule a complimentary consultation and start your journey towards financial security.
