EMC

Hi, I’m Erick Michael Conklin

Guiding You to Smarter Investments
and a More Secure Financial Future.

Detailed Report
Erick Michael Conklin, Financial Advisor
Overview
CRD#: 2628129
0
Disclosures
28
Years Exp.
1
Firm
53
States/Terr.
1
SRO

Broker Qualifications & Summary

Registered with Vanguard Marketing Corporation (CRD# 7452) since 09/17/1997. Passed Series 7, 63, 24, 66, and SIE exams.

Licensed in all 50 states plus DC, Puerto Rico, USVI, Guam, American Samoa, and Northern Mariana Islands. No disclosures on record.

View the detailed report linked above for full history, registrations, and compliance record.

What I Offer

Smart Strategies, Secure Futures – Expert Financial Services Tailored for You!

Graph showing investment growth

Investment Planning

Tailored strategies to grow your wealth while managing risk effectively.

Professionals discussing retirement plans

Retirement Planning

Secure your future with strategic income & risk management.

Stock market data on a screen

Stock Market Advisory

Expert insights & recommendations for savvy investors.

Person reviewing financial documents for wealth management

Wealth Management

Holistic approach to grow, preserve & transfer your wealth.

Registrations & Licenses

Licensed in all U.S. states & territories; member of FINRA.

Alabama

Alaska

Arizona

Arkansas

California

Colorado

Connecticut

Delaware

District of Columbia

Florida

Georgia

Hawaii

Idaho

Illinois

Indiana

Iowa

Kansas

Kentucky

Louisiana

Maine

Maryland

Massachusetts

Michigan

Minnesota

Mississippi

Missouri

Montana

Nebraska

Nevada

New Hampshire

New Jersey

New Mexico

New York

North Carolina

North Dakota

Ohio

Oklahoma

Oregon

Pennsylvania

Puerto Rico

Rhode Island

South Carolina

South Dakota

Tennessee

Texas

Utah

Vermont

Virginia

Washington

West Virginia

Wisconsin

Wyoming

American Samoa

Guam

Northern Mariana Islands

U.S. Virgin Islands

Work History

Primary registration with Vanguard Marketing Corporation, Malvern, PA (09/1997–Present)

09/1997 – Present

Vanguard Marketing Corp.
Malvern, PA

07/1995 – 05/1997

Nori, Hennion, Walsh, Inc.
Parsippany, NJ

Frequently Asked Questions

Got questions? Your answers are below.

What does a financial advisor do?

A financial advisor helps you create strategies for eliminating financial risk and building wealth over the long term. This includes investment management, retirement planning, estate planning, and more, tailored to your specific financial goals.

How often will we review my plan?

Typically, we review plans on a quarterly or semi-annual basis. However, the frequency can be adjusted based on your individual needs, market conditions, or significant life events.

What fees do you charge?

My fee structure is transparent and typically based on a percentage of assets under management. For specific services, a fixed fee may apply. We will discuss all fees upfront before any commitment.

Can you manage my existing investment portfolio?

Yes, I can review your existing portfolio, assess its alignment with your financial goals, and recommend adjustments or manage it on your behalf to optimize performance and manage risk.

Let's Talk About Your Future

Fill out the form below to schedule a complimentary consultation and start your journey towards financial security.